Alan Wu
伍德倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Wu (伍德倫), a licensed Representative with CE reference AFH037. Currently licensed at 1 firm(s): BFAM Partners (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-07-31 | present |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-06-03 | 2019-05-01 |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-06-03 | 2019-05-01 |
| Nan Fung Investment Adviser Limited 南豐投資顧問有限公司 |
RO | Type 9 — Asset management | 2011-10-19 | 2015-05-20 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-12 | 2010-05-20 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2008-09-12 | 2010-05-20 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-07 | 2008-05-14 |
| Chi Capital Securities Limited | RO | Type 1 — Dealing in securities | 2005-11-25 | 2006-03-15 |
| Chi Capital Securities Limited | RO | Type 4 — Advising on securities | 2005-11-25 | 2006-03-15 |
| Chi Capital Securities Limited | RO | Type 9 — Asset management | 2005-11-25 | 2006-03-15 |