NF Trinity Capital (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NF Trinity Capital (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference BDM193. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2014-08-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-07-21 | 2019-10-30 |
| Type 4 — Advising on securities | 2014-08-26 | 2019-10-30 |
| Type 9 — Asset management | 2014-08-26 | 2019-10-30 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kelvin Chi Kong Chan 陳志江 | RO 1 | 2017-07 | 2019-02 |
| Billy Chung Leung Cheng 鄭重良 | RO 9 | 2014-08 | 2015-10 |
| Lucia Yuen Kei Kwong 鄺琬琪 | RO 4 Rep 9 | 2014-08 | 2019-06 |
| Jody Leung 梁志偉 | RO 1, 4, 9 Rep 4, 9 | 2015-01 | 2019-06 |
| Chi Foon Tsang 曾志歡 | RO 1, 4, 9 | 2014-08 | 2019-10 |
| Lisa Shaoyang Cai 蔡劭暘 | Rep 4 | 2016-05 | 2019-06 |
| Karen Ka Ning Chan 陳嘉寧 | Rep 9 | 2014-12 | 2017-08 |
| Kenny Yan Kit Chan 陳恩傑 | Rep 4, 9 | 2015-03 | 2019-06 |
| Dominic Chung Kei Chang 張仲基 | Rep 9 | 2014-12 | 2019-06 |
| Koon Wai Cheung 張冠偉 | Rep 4, 9 | 2015-01 | 2016-05 |
| Yik Siu Dou 屠益兆 | Rep 4, 9 | 2015-03 | 2016-02 |
| Tiandu Hong 洪天都 | Rep 4 | 2015-08 | 2019-06 |
| Ting Fong Hui 許庭芳 | Rep 1, 4, 9 | 2015-01 | 2019-06 |
| Alice Shem Ling Lam 藍琛玲 | Rep 4 | 2015-01 | 2015-03 |
| Terence Ting Yin Lam 林廷彥 | Rep 1, 4, 9 | 2016-03 | 2019-02 |
| Thomas Chun Wai Leung 梁俊偉 | Rep 1, 4, 9 | 2015-01 | 2019-06 |
| Wai Su 蘇偉 | Rep 4 | 2015-09 | 2019-06 |
| Di (SFC:BEV717) Sun 孫鏑 | Rep 9 | 2015-02 | 2015-10 |
| Kishore Sheena Suratkal | Rep 4 | 2017-02 | 2019-06 |
| Man Nok Tse 謝文諾 | Rep 1, 4 | 2017-10 | 2019-02 |
| Alan Wu 伍德倫 | Rep 4, 9 | 2015-06 | 2019-05 |
| Xinqi Zhu 朱昕祺 | Rep 4 | 2015-01 | 2015-04 |
Showing 1–22 of 22