Yik Siu Dou
屠益兆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Siu Dou (屠益兆), a licensed Representative with CE reference BFD130. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2024-05-29 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2024-05-29 | present |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-28 | 2018-08-21 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2016-11-28 | 2018-08-21 |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-03-19 | 2016-02-26 |
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-03-19 | 2016-02-26 |