Trinh C Du
謝昭程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trinh C Du (謝昭程), a licensed former licensee with CE reference ADI099. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginger Capital Advisory Limited |
RO | Type 4 — Advising on securities | 2013-09-05 | 2016-03-31 |
| Ginger Capital Advisory Limited |
RO | Type 9 — Asset management | 2013-09-05 | 2016-03-31 |
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-08-08 | 2010-11-12 |
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-08-08 | 2010-11-12 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-28 | 2008-01-01 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2006-12-28 |
| Chi Capital Securities Limited | RO | Type 1 — Dealing in securities | 2004-09-07 | 2004-10-29 |
| Chi Capital Securities Limited | RO | Type 4 — Advising on securities | 2004-09-07 | 2004-10-29 |
| Chi Capital Securities Limited | RO | Type 9 — Asset management | 2004-09-07 | 2004-10-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |