Fubon Capital (HK) Limited
富邦融資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fubon Capital (HK) Limited (富邦融資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AEY255. Current licensed staff on file: 0 (total recorded over time: 29).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2012-01-13 |
| Type 4 — Advising on securities | present | 2012-01-13 |
| Type 6 — Advising on corporate finance | present | 2012-01-13 |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Edward Bass | RO 4, 6 | Pre-2003 | 2003-11 |
| Anson Chan 陳燿璋 | RO 1, 4, 6 | 2005-06 | 2007-04 |
| Michael Ming-Yuen Chang 張明遠 | RO 1, 4, 6 | 2009-03 | 2010-08 |
| Trinh C Du 謝昭程 | RO 1 Rep 1 | 2006-07 | 2008-01 |
| Rooppi Ching Man Ho 何靜文 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-10 | 2011-03 |
| Frank Pun Yuen Lam 林本源 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-03 | 2008-11 |
| Simon Ng 伍世榮 | RO 1, 6 Rep 1, 6 | 2006-04 | 2007-06 |
| Chen Chang Tsai 蔡辰昌 | RO 1, 4, 6 | 2010-05 | 2011-05 |
| Keith Hei Ho Tsang 曾希豪 | RO 6 | 2005-11 | 2006-12 |
| Kin Hung Tsang 曾建雄 | RO 6 Rep 6 | 2005-07 | 2007-01 |
| Kin Wing Tsui 崔健榮 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-03 | 2008-07 |
| James Ting-Yeh Yang 楊定曄 | RO 1, 4, 6 | Pre-2003 | 2007-04 |
| Lap Man Chan 陳立民 | Rep 4, 6 | Pre-2003 | 2005-06 |
| Alan Leh Chiarng Chen 陳樂強 | Rep 4, 6 | Pre-2003 | 2007-04 |
| Ka Ho (SFC:APU669) Cheung 張家豪 | Rep 1 | 2007-11 | 2008-05 |
| Guiwei Gao 高貴偉 | Rep 1, 4, 6 | 2010-05 | 2010-06 |
| Adrian Pedro King Hong Ho 何敬康 | Rep 4, 6 | 2004-03 | 2007-04 |
| Hsiu-Man Huang 黄秀滿 | Rep 1, 4, 6 | 2008-01 | 2008-08 |
| Wen-Chien Huang 黃文傑 | Rep 1, 4 | 2007-10 | 2008-12 |
| Yee Kwan Christine Lam 林綺君 | Rep 4, 6 | 2004-10 | 2007-04 |
| Stephane Christophe Lesaffre | Rep 6 | 2006-02 | 2007-02 |
| Blanche Wai Chung Leung 梁慧中 | Rep 1, 4, 6 | 2008-01 | 2011-05 |
| Yiu Pan Leung 梁耀斌 | Rep 6 | 2006-07 | 2007-04 |
| Yu (SFC:ANL016) Li 黎禺 | Rep 6 | 2006-07 | 2006-11 |
| Sau Lan Lok 駱秀蘭 | Rep 4, 6 | Pre-2003 | 2005-04 |
| Kong Yong Ng 吳擴揚 | Rep 4 | 2005-08 | 2005-12 |
| Segundo Willy Sam Chang 沈維理 | Rep 1, 6 | 2006-10 | 2007-07 |
| Phyllis Man Yu Tsoi 蔡敏如 | Rep 4, 6 | 2007-06 | 2007-07 |
| Jenny Mei Ying Wong 黃美盈 | Rep 1, 4, 6 | 2008-02 | 2009-01 |
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