Kin Wing Tsui
崔健榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wing Tsui (崔健榮), a licensed former licensee with CE reference AAB278. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-12 | 2013-09-13 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-12 | 2013-09-13 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-04 | 2011-04-12 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-04 | 2011-04-12 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-05 | 2011-02-28 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-03 | 2009-08-03 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-08-03 | 2011-02-28 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-17 | 2008-07-19 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-04-17 | 2008-07-19 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-17 | 2008-07-19 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-26 | 2007-04-17 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-26 | 2007-04-17 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-26 | 2007-04-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-10-18 | 2007-02-22 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-10-18 | 2007-02-22 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-29 | 2005-10-18 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-09-29 | 2005-10-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-13 | 2007-02-22 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-06-13 | 2007-02-22 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-13 | 2007-02-22 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-12-29 | 2005-06-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-10 |