Kong Yong Ng
吳擴揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Yong Ng (吳擴揚), a licensed former licensee with CE reference ABN501. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2017-08-22 | 2021-12-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2012-05-02 | 2017-03-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-15 | 2012-05-02 |
| Link Capital Advisors Limited |
RO | Type 4 — Advising on securities | 2007-02-05 | 2009-01-31 |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-06 | 2006-11-30 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-15 | 2005-12-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-05-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-23 |