James Edward Bass

CE No. AEX749 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Bass (), a licensed former licensee with CE reference AEX749. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Anuenue Limited
鉅亨控股有限公司
RO Type 4 — Advising on securities present 2003-11-14
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
RO Type 4 — Advising on securities present 2003-11-14
Anuenue Limited
鉅亨控股有限公司
RO Type 6 — Advising on corporate finance present 2003-11-14
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
RO Type 6 — Advising on corporate finance present 2003-11-14

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