James Edward Bass
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Bass ( ), a licensed former licensee with CE reference AEX749. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Limited 鉅亨控股有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-14 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-14 |
| Anuenue Limited 鉅亨控股有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-14 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-14 |