Lap Man Chan
陳立民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Man Chan (陳立民), a licensed Responsible Officer with CE reference AGN575. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-03-28 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-12 | present |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-08 | 2016-12-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-12-08 | 2016-12-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2012-10-12 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2008-12-08 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-04 | 2008-12-08 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-21 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-06-21 |