Joseph Wai Tso Yap
葉偉祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Wai Tso Yap (葉偉祖), a licensed former licensee with CE reference ADB531. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 — Advising on securities | 2017-06-21 | 2021-10-31 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 — Asset management | 2017-06-21 | 2021-10-31 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-11 | 2017-05-10 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-11 | 2017-05-10 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 4 — Advising on securities | 2016-03-03 | 2016-11-02 |
| i-Golden Data Capital Limited 大數據投資有限公司 |
RO | Type 9 — Asset management | 2016-03-03 | 2016-11-02 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2015-03-05 | 2016-02-29 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2014-05-12 | 2014-08-05 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2014-05-12 | 2014-08-05 |
| Nerico Brothers Limited | RO | Type 9 — Asset management | 2012-03-27 | 2013-03-01 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-07-13 | 2011-09-28 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-07-13 | 2011-09-28 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-24 | 2011-07-13 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-24 | 2011-07-13 |
| Albourne Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2011-01-24 | 2011-06-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-09-01 | 2010-05-23 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2008-09-01 | 2010-05-23 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-15 | 2007-03-08 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 9 — Asset management | 2006-12-15 | 2007-03-08 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-06 | 2007-03-08 |
| SJS Markets Limited |
RO | Type 4 — Advising on securities | 2005-11-23 | 2006-08-15 |
| C F C Securities Limited |
RO | Type 4 — Advising on securities | 2005-02-02 | 2005-12-05 |