C F C Securities Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for C F C Securities Limited ( ), a Hong Kong-based licensed corporation with CE reference AFB093. Current licensed staff on file: 0 (total recorded over time: 14).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-12-05 |
| Type 4 — Advising on securities | present | 2005-12-05 |
| Type 6 — Advising on corporate finance | present | 2005-03-02 |
| Type 9 — Asset management | present | 2005-03-02 |
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Celso Silva Cudia 邱明傑 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Boris Merkenich | RO 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Joseph Wai Tso Yap 葉偉祖 | RO 4 | 2005-02 | 2005-12 |
| John Lawrie Bain | Rep 1, 4 | 2004-08 | 2005-06 |
| Oon Jin Chng 庄溫仁 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Ying Chuen Kam 金英泉 | Rep 4 | 2004-08 | 2005-12 |
| Han Joong Kim 金漢中 | Rep 1 | 2005-04 | 2005-10 |
| Dariusz Jan Kowalczyk | Rep 4 | 2004-11 | 2005-12 |
| Sze Yau Lam 林詩優 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| King Li 李璟 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| William Wai Lim Mok 莫偉廉 | Rep 1 | 2003-11 | 2004-03 |
| Michael Rainer Preiss | Rep 4, 9 | Pre-2003 | 2003-11 |
| Young Yong Um 嚴泳龍 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Xiaofeng Zheng 鄭小峰 | Rep 1 | 2004-11 | 2005-05 |
Showing 1–14 of 14