Young Yong Um
嚴泳龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Yong Um (嚴泳龍), a licensed former licensee with CE reference ADX013. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C F C Securities Limited |
Rep | Type 1 — Dealing in securities | present | 2005-03-16 |
| C F C Securities Limited |
Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| C F C Securities Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| C F C Securities Limited |
Rep | Type 9 — Asset management | present | 2003-06-25 |