Ying Chuen Kam
金英泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Chuen Kam (金英泉), a licensed former licensee with CE reference ALB882. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SJS Markets Limited |
RO | Type 1 — Dealing in securities | 2015-03-19 | 2016-08-08 |
| SJS Markets Limited |
RO | Type 4 — Advising on securities | 2011-08-24 | 2013-10-18 |
| SJS Markets Limited |
Rep | Type 4 — Advising on securities | 2011-08-16 | 2011-08-24 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-06-09 | 2011-05-21 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-09 | 2011-05-21 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2010-06-09 | 2011-05-21 |
| SJS Markets Limited |
Rep | Type 4 — Advising on securities | 2005-12-06 | 2007-10-05 |
| C F C Securities Limited |
Rep | Type 4 — Advising on securities | 2004-08-09 | 2005-12-05 |