King Li
李璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Li (李璟), a licensed former licensee with CE reference AGA551. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-24 | 2005-08-24 |
| C F C Securities Limited |
Rep | Type 1 — Dealing in securities | present | 2004-08-19 |
| C F C Securities Limited |
Rep | Type 4 — Advising on securities | present | 2003-11-17 |
| C F C Securities Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-17 |
| C F C Securities Limited |
Rep | Type 9 — Asset management | present | 2003-11-17 |