John Lawrie Bain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Lawrie Bain ( ), a licensed former licensee with CE reference AGP534. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C F C Securities Limited |
Rep | Type 1 — Dealing in securities | 2004-08-10 | 2005-06-21 |
| C F C Securities Limited |
Rep | Type 4 — Advising on securities | 2004-08-10 | 2005-06-21 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-09 |