SINOPIA Asset Management (Asia Pacific) Limited
信滙資產管理(亞太)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SINOPIA Asset Management (Asia Pacific) Limited (信滙資產管理(亞太)有限公司), a Hong Kong-based licensed corporation with CE reference AGG043. Current licensed staff on file: 0 (total recorded over time: 28). Earliest licence on file: 2007-05-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-05-15 | 2012-01-12 |
| Type 4 — Advising on securities | present | 2012-01-12 |
| Type 5 — Advising on futures contracts | present | 2012-01-12 |
| Type 9 — Asset management | present | 2012-01-12 |
Licensed staff (all-time) (28)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Caroline Brousse |