Dapeng Liu
劉大朋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dapeng Liu (劉大朋), a licensed former licensee with CE reference AOX872. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-13 | 2017-05-05 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-13 | 2017-05-05 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-09 | 2007-08-28 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-16 | 2007-08-28 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-05-16 | 2007-08-28 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 9 — Asset management | 2007-05-16 | 2007-08-28 |