Hoi Pan Hui
許海濱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Pan Hui (許海濱), a licensed Responsible Officer with CE reference AIQ973. Currently licensed at 2 firm(s): State Street Global Advisors Asia Limited, State Street Global Advisors Singapore Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 37.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-09-08 | present |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2017-09-08 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-09-08 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2017-09-08 | present |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2017-09-08 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-04 | 2017-09-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-02-04 | 2017-09-08 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2015-02-04 | 2017-09-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-10-23 | 2015-01-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-10-23 | 2015-01-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-10-23 | 2015-01-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-10-23 | 2015-01-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-10-23 | 2015-01-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-07-19 | 2013-01-02 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-19 | 2011-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-07-19 | 2013-01-02 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-19 | 2011-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-07-19 | 2013-01-02 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-07-19 | 2011-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-07-19 | 2013-01-02 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 9 — Asset management | 2010-07-19 | 2011-08-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-13 | 2010-06-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2010-04-13 | 2010-06-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 9 — Asset management | 2010-04-13 | 2010-06-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-09 | 2010-04-13 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-05-09 | 2008-09-01 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-29 | 2010-04-13 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-04-29 | 2008-09-01 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-29 | 2006-05-26 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | 2006-04-29 | 2006-05-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-04-29 | 2010-04-13 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2006-04-29 | 2008-09-01 |
| State Street Global Advisors Singapore Limited | Rep | Type 4 — Advising on securities | 2005-07-05 | 2006-04-18 |
| State Street Global Advisors Singapore Limited | Rep | Type 9 — Asset management | 2005-07-05 | 2006-04-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-28 | 2006-04-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-04-28 | 2006-04-18 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2003-04-28 | 2006-04-18 |