Patterson Financial Services Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patterson Financial Services Limited, a Hong Kong-based licensed corporation with CE reference ADU885. Current licensed staff on file: 0 (total recorded over time: 37).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2009-05-13 |
| Type 6 — Advising on corporate finance | present | 2005-02-07 |
Licensed staff (all-time) (37)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rebecca Koon Yin Chau 周冠賢 | RO 4, 6 | Pre-2003 | 2009-03 |
| Hon Fai Chong 莊漢輝 | RO 4, 6 | Pre-2003 | 2009-03 |
| Matthew King Cheong Au 區景昌 | Rep 4 | 2007-02 | 2009-03 |
| Alexander Hing Sang Chan 陳慶生 | Rep 4 | 2004-09 | 2007-09 |
| Chak Sum Chan 陳澤森 | Rep 4 | 2004-12 | 2008-02 |
| Kai Lun Chan 陳啟麟 | Rep 4, 6 | Pre-2003 | 2004-11 |
| Kwing Tung Chan 陳炯桐 | Rep 4 | 2008-02 | 2009-03 |
| Max Kin Kai Chan 陳建佳 | Rep 4 | 2004-12 | 2005-02 |
| Mei Har Chan 陳美霞 | Rep 4 | 2007-06 | 2007-08 |
| Oswald Wai Kit Chan 陳偉傑 | Rep 4 | 2006-07 | 2009-03 |
| Sze Ling Chan 陳詩靈 | Rep 4, 6 | Pre-2003 | 2003-05 |
| Wang Tat Chan 陳宏達 | Rep 4 | 2003-09 | 2004-07 |
| Wai Kuen Chiu 趙偉娟 | Rep 4 | 2003-09 | 2004-08 |
| Sau King Chu 朱秀琼 | Rep 4, 6 | Pre-2003 | 2009-03 |
| Tiana Wai Shan Chu 朱惠珊 | Rep 4 | 2003-06 | 2008-03 |
| Andy Wai Yip Fung 馮偉業 | Rep 4 | 2004-03 | 2004-05 |
| Tai Chi Gohl 高大志 | Rep 4 | 2004-07 | 2005-08 |
| Woon Lu Hung 洪皖鷺 | Rep 4 | 2006-06 | 2009-03 |
| Chin Ming Lam 林展明 | Rep 4, 6 | Pre-2003 | 2006-12 |
| Tin Yau Dominic Lam 林天洋 | Rep 4 | 2005-05 | 2009-03 |
| Patrick Wai Ming Lau 劉維銘 | Rep 4 | 2006-02 | 2009-03 |
| Kin Cheong Leung 梁建昌 | Rep 4 | 2007-11 | 2008-06 |
| Dobie Shung Pok Lo 羅崇博 | Rep 4 | 2006-02 | 2008-06 |
| Kam Fu Luk 陸錦富 | Rep 4 | 2006-01 | 2009-03 |
| Gawain Ka Wing Ma 馬嘉榮 | Rep 4, 6 | 2003-05 | 2008-12 |
| Chi Hoi Ng 吳志凱 | Rep 4, 6 | Pre-2003 | 2003-10 |
| Helen Song-Yuan Ching-Hua Ng 吳崧園 | Rep 4 | 2006-09 | 2007-10 |
| Louis Fat-Kwong Ng 吳佛光 | Rep 4 | 2005-03 | 2009-03 |
| Patrick Shiu Sun Ng 吳兆新 | Rep 4 | 2004-09 | 2009-03 |
| Chun Hing Poon 潘振慶 | Rep 4 | 2005-06 | 2006-06 |
| Daphne Ka Yee Tam 譚家怡 | Rep 4, 6 | Pre-2003 | 2003-07 |
| Shirley Shuk Yi Tong 唐淑儀 | Rep 4 | 2006-05 | 2006-05 |
| Chi Cheong (SFC:AFX266) Wong 王志昌 | Rep 4, 6 | Pre-2003 | 2003-05 |
| Hiu Pan Wong 黃曉鑌 | Rep 4 | 2004-07 | 2008-04 |
| Kenneth Kin Chung Wong 王健聰 | Rep 4, 6 | Pre-2003 | 2009-03 |
| Simon Sun Ming Wong 王新鳴 | Rep 4 | 2006-01 | 2009-03 |
| Shiu Wai Yuen 袁紹槐 | Rep 4 | 2005-04 | 2006-09 |
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