Simon Sun Ming Wong
王新鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Sun Ming Wong (王新鳴), a licensed former licensee with CE reference AMX405. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-18 | 2025-03-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-18 | 2025-03-17 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-18 | 2025-03-17 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-26 | 2017-12-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-26 | 2017-12-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-26 | 2017-12-01 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-03-03 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2010-03-03 | 2014-08-23 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2006-01-11 | 2009-03-20 |