Shanggu Asset Management (Asia) Limited

上古亞洲資產管理有限公司

CE No. BJD133 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanggu Asset Management (Asia) Limited (上古亞洲資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BJD133. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 32 (total recorded over time: 62). Earliest licence on file: 2017-06-16.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Suite 1812A, 18/F, Tower 2, Lippo Centre, 89 Queensway, Admiralty

Licence history

Activity	From	To
Type 1 — Dealing in securities	2017-06-16	present
Type 4 — Advising on securities	2017-06-16	present
Type 9 — Asset management	2017-06-16	present

Licensed staff (all-time) (62)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Wai Keung James Chan 陳偉強	RO 1, 4, 9 Rep 1, 4, 9	2017-06	2022-07
Ting Kay Ho 何定錤	RO 1, 4, 9 Rep 1, 4, 9	2019-10	2022-03
Yan Lam Lee 李欣霖	RO 1, 4, 9 Rep 4, 9	2020-09	2022-05
Yin Wing Leung 梁彥頴	RO 1, 4, 9 Rep 4, 9	2021-01	Present
Ni Lin 林昵	RO 1, 4, 9	2017-06	2018-05
Sin Yee Mok 莫倩儀	RO 1, 4, 9	2017-06	2020-01
Ching Man Pang 彭政文	RO 1, 4, 9 Rep 1, 4, 9	2018-04	2023-03
Wei (SFC:AKI926) Wang 王瑋	RO 1, 4, 9	2017-06	2019-01
Shu Cheung Yau 游樹祥	RO 1, 4, 9	2020-07	Present
Chun Hin (SFC:AZX879) Chan 陳俊軒	Rep 1, 4, 9	2021-02	2026-03
King Shing Chan 陳敬誠	Rep 1	2024-05	Present
King Yuet Chan 陳琼月	Rep 1, 4, 9	2017-12	2018-03
Kwok Wai (SFC:BSJ425) Chan 陳覺偉	Rep 1, 4, 9	2022-05	2024-10
Pui Shuen Chan 陳沛璇	Rep 1, 4	2018-09	2019-01
Sheung Yick Chan 陳常益	Rep 1, 4, 9	2025-04	2026-04
Siu Chung Chan 陳肇聰	Rep 1	2024-09	Present
Wai Ling Chan 陳惠玲	Rep 1, 4	2026-05	Present
Tin Wai Chen 陳天偉	Rep 1	2024-08	Present
Fung Nean Cheong 鍾豐年	Rep 1, 4, 9	2021-11	Present
Kam Fai Cheuk 卓錦輝	Rep 1, 4	2024-06	Present
Jacky Shiu Ming Cheung 張兆明	Rep 1	2024-06	Present
Christine Ka Man Chiu 趙嘉敏	Rep 1	2024-08	Present
Ching Lam Choi 蔡清琳	Rep 1, 4	2018-04	2018-10
Dorothy Mei Ling Ding 丁美伶	Rep 1	2024-08	Present
Che Hsi Jason Fan 范哲曦	Rep 1, 4	2025-01	Present
Pui Ki Ho 何珮琪	Rep 1	2024-07	Present
Doris Pui Sze Ho-Lee 何珮詩	Rep 1, 4, 9	2020-09	2024-07
Yi-Nung Huang 黃憶農	Rep 1, 4, 9	2020-03	2021-06
Yi Chuan Koay 郭毅全	Rep 1, 4, 9	2018-12	2023-04
Mang Lun Kum 甘孟麟	Rep 1, 4	2025-04	Present
Peter Kwok 郭致言	Rep 4, 9	2024-12	Present
Elsa Suk Fan Lam 林淑芬	Rep 1	2024-07	Present
Tak Lim Lam 林德廉	Rep 1	2022-12	2024-02
Hok Sum Lau 劉學森	Rep 1, 4, 9	2017-09	2018-02
Abel Kwong Kee Lee 李廣基	Rep 1	2024-06	Present
Eunice Jovin Lee 李彥諮	Rep 1, 4, 9	2024-09	Present
Ethan Ka Hin Leung 梁嘉軒	Rep 1, 4, 9	2021-05	2021-10
Yiu Lun (SFC:AFV160) Leung 梁耀麟	Rep 1, 4, 9	2018-02	2018-07
Chuen Ho Li 李傳浩	Rep 1	2024-07	Present
Kong Kin Lo 盧剛建	Rep 1, 4	2018-06	2018-12
Ying Fan Lo 盧影芬	Rep 1	2024-06	Present
Philip Wai Keung Luk 陸偉強	Rep 1	2024-07	Present
Hiu Fai Ma 馬曉暉	Rep 1, 4, 9	2018-09	2025-12
Ka Wa Ng 吳家華	Rep 1, 4, 9	2020-11	2021-05
Kathleen Wing Mui Siu 蕭詠梅	Rep 1	2024-06	Present
Kenny Chi Yiu Siu 邵志堯	Rep 1, 4, 9	2025-02	2025-10
Ka Yan Tam 譚嘉欣	Rep 1, 4	2023-03	Present
Kin Chung Tam 談建聰	Rep 1	2024-10	Present
Donmany Hing Pang Tang 鄧慶鵬	Rep 1, 4, 9	2018-02	2018-09
Lipeng Tang 唐力鵬	Rep 1, 4, 9	2024-02	2025-10
Kin Wang Tsang 曾健宏	Rep 1	2024-07	Present
Fung Chiu Tse 謝豐照	Rep 1	2024-06	2025-03
Yuen Fun Tse 謝苑芬	Rep 1, 4	2018-04	2019-12
Jane Ching Tsui 徐晶	Rep 1, 4, 9	2018-05	Present
Guangcan Wang 王光燦	Rep 1, 4, 9	2024-02	Present
Jing (SFC:BWE924) Wang 王晶	Rep 1, 4	2025-09	Present
Mingkai Wang 王明愷	Rep 1, 4	2025-10	2025-11
Cheuk Man Wong 黃焯敏	Rep 1	2024-06	Present
Simon Sun Ming Wong 王新鳴	Rep 1, 4, 9	2018-01	2025-03
Alex Cheuk Lok Yip 葉卓躒	Rep 1	2024-07	Present
Richard Jr. Yung 榮文淵	Rep 1	2024-07	Present
Jieyao Zhang 张洁瑶	Rep 1	2026-04	Present