Peter Kwok
郭致言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Kwok (郭致言), a licensed Representative with CE reference AGP471. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-02 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-02 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-01 | 2024-09-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2023-12-01 | 2024-09-30 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-28 | 2023-11-30 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 9 — Asset management | 2023-02-28 | 2023-11-30 |