Yin Wing Leung
梁彥頴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Wing Leung (梁彥頴), a licensed Responsible Officer with CE reference ACD641. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-26 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-26 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-26 | present |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-12 | 2021-02-26 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-12 | 2021-02-26 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-20 | 2020-11-30 |
| WeGeneral Asset Management Limited 微臣資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-20 | 2020-11-30 |
| Redbridge Global Strategies Limited |
RO | Type 1 — Dealing in securities | 2019-04-25 | 2019-09-20 |
| Redbridge Global Strategies Limited |
RO | Type 4 — Advising on securities | 2018-12-13 | 2019-09-20 |
| Redbridge Global Strategies Limited |
RO | Type 9 — Asset management | 2018-12-13 | 2019-09-20 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-30 | 2018-11-21 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2018-11-21 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-04 | 2016-12-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-02 | 2016-12-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-19 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-19 | 2016-11-22 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-31 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-14 | 2016-12-20 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-21 | 2012-09-14 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | present | 2013-11-29 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2013-11-29 |