Wai Keung James Chan
陳偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keung James Chan (陳偉強), a licensed former licensee with CE reference BJD772. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-04 | 2022-07-28 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-04 | 2022-07-28 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-04 | 2022-07-28 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-16 | 2021-02-04 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-16 | 2021-02-04 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-16 | 2021-02-04 |