Tin Wai Chen
陳天偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Wai Chen (陳天偉), a licensed Representative with CE reference AUK299. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-13 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2024-07-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-28 | 2010-06-09 |