Yan Lam Lee
李欣霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lam Lee (李欣霖), a licensed Responsible Officer with CE reference BHP426. Currently licensed at 1 firm(s): Quantum Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-26 | present |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 — Asset management | 2025-06-26 | present |
| Kylin Brothers Capital International Limited 麒麟兄弟資本國際有限公司 |
RO | Type 4 — Advising on securities | 2024-07-23 | 2025-06-25 |
| Kylin Brothers Capital International Limited 麒麟兄弟資本國際有限公司 |
RO | Type 9 — Asset management | 2024-07-23 | 2025-06-25 |
| Star Sky Securities Limited 星空證券有限公司 |
Rep | Type 9 — Asset management | 2023-11-14 | 2024-05-17 |
| Star Sky Securities Limited 星空證券有限公司 |
RO | Type 9 — Asset management | 2022-05-26 | 2023-11-14 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-13 | 2022-05-25 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-13 | 2022-05-25 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-13 | 2022-05-25 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-29 | 2020-11-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-29 | 2020-11-13 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-25 | 2020-07-01 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-25 | 2020-07-01 |