Yiu Lun (SFC:AFV160) Leung
梁耀麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Lun (SFC:AFV160) Leung (梁耀麟), a licensed former licensee with CE reference AFV160. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-02 | 2018-07-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-02 | 2018-07-13 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-02 | 2018-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2011-06-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-09 | 2011-06-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-06-09 | 2010-08-31 |