Christine Ka Man Chiu
趙嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Ka Man Chiu (趙嘉敏), a licensed Representative with CE reference ARV873. Currently licensed at 1 firm(s): Shanggu Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-10 | 2024-08-01 |
| Swissquote Asia Limited | RO | Type 3 — Leveraged foreign exchange trading | 2013-02-25 | 2016-09-15 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
RO | Type 3 — Leveraged foreign exchange trading | 2011-10-07 | 2011-11-14 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-04 | 2011-10-07 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-08 | 2009-07-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-08 | 2009-07-31 |