Rich Union Securities (H.K.) Limited
瑞元證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rich Union Securities (H.K.) Limited (瑞元證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AGO173. Current licensed staff on file: 0 (total recorded over time: 136).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2025-05-19 |
| Type 4 — Advising on securities | present | 2025-05-19 |
| Type 9 — Asset management | present | 2025-05-19 |
Licensed staff (all-time) (136)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chia-Hsiang Chang 張佳祥 | RO 1, 4, 9 Rep 1, 4, 9 | 2005-03 | 2025-04 |
| Hsien-Chun Chang 張憲鈞 | RO 1 Rep 1, 4 | 2007-10 | 2024-02 |
| Miao-Ju Chen 陳妙如 | RO 1, 4, 9 | 2006-08 | 2015-03 |
| Winnie Wing Yee Chu 朱詠儀 | RO 4, 9 Rep 4, 9 | Pre-2003 | 2011-08 |
| Chi-Ming Huang 黃啟銘 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-12 | 2022-05 |
| Nien-Chun Hung 洪念純 | RO 9 Rep 9 | 2010-10 | 2019-03 |
| Ming-Cheng Kuo 郭明正 | RO 9 Rep 9 | 2011-05 | 2012-02 |
| Merisa Jeannette Lee 李殿音 | RO 1, 4, 9 | Pre-2003 | 2004-10 |
| Chang-Shing Lin 林昌興 | RO 1, 4, 9 | 2004-12 | 2009-01 |
| Alan Ching Lun Ma 馬敬倫 | RO 1 Rep 1 | 2009-03 | 2015-07 |
| Fan Ng 吳凡 | RO 1 Rep 1 | 2012-03 | 2022-06 |
| Kuei-Ling Pan 潘桂玲 | RO 1, 4, 9 Rep 1, 4 | 2007-07 | 2019-08 |
| Yu-Chen Tang 唐玉珍 | RO 1, 4 Rep 1, 4 | 2007-05 | 2010-01 |
| Hui-Chu Tien 田惠筑 | RO 1, 4 Rep 1, 4 | 2007-05 | 2013-10 |
| Wei-Lien Tsai 蔡威廉 | RO 4, 9 Rep 4, 9 | 2012-03 | 2012-08 |
| David Ngar Yin Wan 溫雅言 | RO 9 | 2005-04 | 2009-03 |
| Shih Ping Wang 王世平 | RO 1 Rep 1 | 2009-08 | 2022-07 |
| Wei Tao Wang 王偉濤 | RO 9 Rep 1, 4 | 2005-06 | 2014-02 |
| Chun Wei 韋君 | RO 1 Rep 1, 4, 9 | 2008-01 | 2025-03 |
| Wen Han Wen 溫文漢 | RO 9 Rep 9 | 2014-04 | 2022-11 |
| Hsiao-Tsui Yu 游曉翠 | RO 9 Rep 9 | 2011-05 | 2019-04 |
| Raymond Chun Man Au 歐俊文 | Rep 1, 4 | 2007-09 | 2010-08 |
| Dixon Chan 陳廸舜 | Rep 1 | 2013-06 | 2013-10 |
| Huey-Miie Chang | Rep 1, 4 | 2007-09 | 2018-09 |
| Shao-Hua Chang 張韶華 | Rep 1, 4 | 2007-07 | 2008-11 |
| Sung-Liang Chang 張頌良 | Rep 1, 4 | 2009-01 | 2018-03 |
| Tsuo-Hsia Chang 張佐夏 | Rep 1, 4 | 2007-10 | 2009-07 |
| Yu-Ching Chang 張育菁 | Rep 1, 4 | 2008-08 | 2019-12 |
| Cheng-Cheng Chen 陳正誠 | Rep 1, 4 | 2007-07 | 2007-11 |
| Chia-Hui Chen | Rep 1, 4 | 2008-03 | 2008-12 |
| Chih-Min Chen 陳志民 | Rep 1, 4 | 2007-07 | 2010-09 |
| Jung-Li Chen 陳榮立 | Rep 1, 4 | 2008-06 | 2010-03 |
| Ke-Wen Chen 陳科文 | Rep 1, 4 | 2005-06 | 2008-05 |
| Ming Li Chen 陳明莉 | Rep 1 | 2012-07 | 2012-10 |
| Shih-Che (SFC:APB417) Chen 陳士哲 | Rep 1, 4 | 2007-07 | 2008-05 |
| Wai Ying Gigi Cheng 鄭惠瑛 | Rep 1 | 2012-08 | 2012-10 |
| Yi-Lin Cheng 鄭義林 | Rep 1, 4 | 2007-07 | 2011-03 |
| Derek Hoi Cheung Cheuk 卓凱祥 | Rep 1, 4 | 2003-09 | 2003-11 |
| Chi Shing Cheung 張志成 | Rep 1 | 2009-11 | 2013-05 |
| Jasmine Lok Hang Cheung 張樂恆 | Rep 1, 4, 9 | 2004-08 | 2007-04 |
| Wen-Chi Chien 簡雯棊 | Rep 1, 4, 9 | 2007-09 | 2008-11 |
| Christine Ka Man Chiu 趙嘉敏 | Rep 1, 4 | 2008-12 | 2009-07 |
| Mei-Chu Chiu 邱美珠 | Rep 1, 4 | 2007-07 | 2018-04 |
| Yen Lan Chiu 邱燕蘭 | Rep 1 | 2013-11 | 2015-10 |
| Wai Fong Chow 鄒慧芳 | Rep 1, 4 | 2008-05 | 2008-07 |
| Conrad Chi Ming Chung 鍾志明 | Rep 4 | 2003-10 | 2004-02 |
| Sheng-Yu Chung 鍾聖玉 | Rep 1 | 2012-10 | 2013-01 |
| Yi-Chen Deng 鄧宜榛 | Rep 1, 4, 9 | 2007-09 | 2025-03 |
| Hing Fong 方興 | Rep 1 | 2014-12 | 2018-04 |
| Kuang-Chih Fu 傅光智 | Rep 1 | 2012-07 | 2012-07 |
| Yalin Gao 高雅琳 | Rep 1 | 2018-11 | 2020-08 |
| Ka Man (SFC:ARV887) Ho 何嘉雯 | Rep 1, 4 | 2008-12 | 2022-10 |
| Lai Fan Ho 何禮勳 | Rep 1 | 2009-05 | 2012-06 |
| Tsu-Hsien Ho 何祖賢 | Rep 1 | 2013-03 | 2015-10 |
| Ting-Hsuan Hou 侯亭亘 | Rep 1, 4 | 2007-07 | 2018-03 |
| Chung-Chiou Hsi 席仲秋 | Rep 1, 4 | 2007-07 | 2008-09 |
| Feng-Min Hsiao 蕭鳳民 | Rep 1, 4 | 2007-07 | 2008-10 |
| Ching-Yi Hsieh 謝靜宜 | Rep 1, 4 | 2007-07 | 2008-12 |
| Fei-Wen Hsu 徐斐雯 | Rep 1, 4 | 2007-07 | 2017-09 |
| Hsiu Ling Hsu 許秀玲 | Rep 1 | 2009-03 | 2018-04 |
| Yi-Ju Hsu 徐怡如 | Rep 1, 4, 9 | 2007-10 | 2010-10 |
| Ching Ling Hsueh 薛菁綾 | Rep 1 | 2012-10 | 2014-06 |
| Shih-Neng Hu 胡世能 | Rep 1, 4 | 2005-07 | 2007-09 |
| Chia Lin Huang 黃嘉玲 | Rep 1, 4 | 2008-12 | 2020-11 |
| Jui-Chu Huang 黃瑞珠 | Rep 1, 4 | 2007-07 | 2010-05 |
| Li Nien Huang 黃麗年 | Rep 1 | 2012-07 | 2014-12 |
| Hsin-Ru Hung 洪欣如 | Rep 1, 4 | 2008-05 | 2008-11 |
| Hui-Mei Hung 洪恵美 | Rep 1, 4 | 2008-04 | 2022-08 |
| Ka Chung Hung 孔加頌 | Rep 1 | 2013-02 | 2022-04 |
| Chih-Cheng Keng 耿志誠 | Rep 1, 4 | 2007-07 | 2009-05 |
| Pei-Yi Kuo 郭珮儀 | Rep 1, 4 | 2008-04 | 2010-04 |
| Cheuk Shing Kwan 關卓誠 | Rep 1 | 2009-12 | 2011-02 |
| Chi-Jou Lai 賴季柔 | Rep 9 | 2016-08 | 2025-03 |
| I-Ting Lai 賴奕婷 | Rep 1, 4 | 2007-07 | 2017-02 |
| Iok Cham Lam 林旭湛 | Rep 1 | 2020-11 | 2022-08 |
| Bi-Ru Lee 李璧如 | Rep 1 | 2011-10 | 2012-09 |
| Chia-Hua Lee 李嘉華 | Rep 1, 4 | 2007-07 | 2017-04 |
| Chin Wan Lee 李展雲 | Rep 1 | 2009-03 | 2013-09 |
| Ching-Ling Lee 李竟菱 | Rep 1, 4 | 2006-02 | 2008-07 |
| Wei-Fang Lee 李維芳 | Rep 1 | 2012-07 | 2022-07 |
| Yi-Ching Lee 李宜靜 | Rep 1, 4 | 2007-11 | 2018-02 |
| Yi-Ying Lee 李怡瑩 | Rep 1 | 2012-07 | 2022-08 |
| Cuiwen Lei 雷翠文 | Rep 1 | 2017-10 | 2018-05 |
| Ho Fun Leung 梁顥薰 | Rep 1 | 2009-11 | 2011-09 |
| Tze Man Li 李芷敏 | Rep 1, 4, 9 | Pre-2003 | 2006-06 |
| Chih-Chien Lin 林志謙 | Rep 1, 4 | 2005-08 | 2014-09 |
| Lin-An Lin 林玲安 | Rep 1, 4 | 2008-05 | 2008-12 |
| Wen-Hui Lin 林文惠 | Rep 1, 4 | 2007-08 | 2009-01 |
| Xiayuan Lin 林夏苑 | Rep 1 | 2015-06 | 2017-01 |
| Yu-Feng Lin 林裕峰 | Rep 1, 4 | 2007-07 | 2022-07 |
| Zhimin Lin 林智敏 | Rep 1 | 2014-07 | 2017-03 |
| Chia-Ping Liu 劉家平 | Rep 1 | 2013-06 | 2022-12 |
| Heng Liu 劉衡 | Rep 1, 4 | 2007-07 | 2009-12 |
| Wen-Yu Liu 劉文昱 | Rep 1, 4 | 2008-12 | 2009-03 |
| Yi-Chun Liu 劉怡君 | Rep 1, 4 | 2007-07 | 2010-05 |
| Yun-Hsi Lo 羅云希 | Rep 1 | 2010-06 | 2011-06 |
| Hsin-Ju Lu 呂欣茹 | Rep 4, 9 | 2008-03 | 2009-07 |
| Shu-Hua Lung 龍淑華 | Rep 1, 4 | 2007-07 | 2018-07 |
| Mei Ling Mo 巫美玲 | Rep 1, 9 | 2017-10 | 2022-06 |
| Chui Wah Ng 吳翠華 | Rep 1 | 2009-05 | 2010-06 |
Showing 1–100 of 136