Cheuk Shing Kwan
關卓誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Shing Kwan (關卓誠), a licensed former licensee with CE reference AUE415. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-19 | 2022-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-15 | 2022-08-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-04 | 2011-05-21 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-24 | 2011-02-20 |