Wei-Lien Tsai
蔡威廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei-Lien Tsai (蔡威廉), a licensed former licensee with CE reference AHQ354. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-11-30 | 2024-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-17 | 2024-10-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-04-12 | 2012-08-20 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 9 — Asset management | 2012-04-12 | 2012-08-20 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-21 | 2012-04-12 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-03-21 | 2012-04-12 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-07-07 | 2012-03-15 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 9 — Asset management | 2010-07-07 | 2012-03-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-14 | 2008-05-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-02-14 | 2008-05-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2006-02-14 | 2008-05-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-09 | 2006-02-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-02-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-02-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |