Sumo Asset Management Limited
盛門資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumo Asset Management Limited (盛門資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AUL789. Current licensed staff on file: 0 (total recorded over time: 22). Earliest licence on file: 2010-07-07.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2010-07-07 | 2022-08-23 |
| Type 9 — Asset management | 2010-07-07 | 2022-08-23 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Chuen Cheung 張偉銓 | RO 4, 9 Rep 4, 9 | 2011-05 | 2014-07 |
| Hon Lam Chung 鍾漢林 | RO 4, 9 | 2010-07 | 2011-07 |
| Hung Chih Huang 黃宏治 | RO 4, 9 Rep 4, 9 | 2011-08 | 2013-09 |
| Chun Yu (SFC:ANK121) Lau 劉振宇 | RO 4, 9 | 2021-09 | 2022-08 |
| Wilson Tsz Kin Lee 李子建 | RO 4, 9 | 2010-07 | 2016-02 |
| Peiyi Joanna Lin 林佩儀 | RO 4, 9 | 2014-11 | 2021-07 |
| Guangming Liu 劉廣明 | RO 4, 9 Rep 4, 9 | 2021-09 | 2022-05 |
| Ming-Yuan Peng 彭明媛 | RO 4, 9 Rep 4, 9 | 2010-10 | 2013-10 |
| Wei-Lien Tsai 蔡威廉 | RO 4, 9 | 2010-07 | 2012-03 |
| Yu Lung Tsao 曹郁龍 | RO 4, 9 Rep 4, 9 | 2011-04 | 2014-11 |
| Olzhas Zhiyenkulov | RO 4, 9 Rep 4, 9 | 2013-10 | 2021-08 |
| Alexander David Balfour | Rep 4, 9 | 2011-11 | 2013-02 |
| Lap Yin (SFC:AFV376) Chan 陳立言 | Rep 4, 9 | 2013-04 | 2014-12 |
| Jackson Pok Man Kwan 關博文 | Rep 4, 9 | 2012-06 | 2016-04 |
| Cindy Wai Chu Kwok 郭惠珠 | Rep 4 | 2012-12 | 2016-02 |
| Joseph Kin To Lai 賴建濤 | Rep 9 | 2011-03 | 2011-10 |
| Lai Lai Leung 梁麗麗 | Rep 4, 9 | 2011-04 | 2013-10 |
| Sin Yee Mok 莫倩儀 | Rep 4, 9 | 2012-02 | 2016-03 |
| Kwok Ki So 蘇國基 | Rep 4, 9 | 2012-12 | 2015-12 |
| Li Hon Tam 譚利漢 | Rep 4, 9 | 2016-12 | 2020-06 |
| Kam Hung Wong 黃錦洪 | Rep 4, 9 | 2010-07 | 2013-07 |
| Man Fat Yeung 楊文法 | Rep 9 | 2012-05 | 2012-12 |
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