Ming-Yuan Peng
彭明媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming-Yuan Peng (彭明媛), a licensed former licensee with CE reference ARW807. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-14 | 2013-10-07 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 9 — Asset management | 2010-12-14 | 2013-10-07 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-29 | 2010-12-14 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-29 | 2010-12-14 |
| Wolver Hill Asset Management Asia Limited | RO | Type 4 — Advising on securities | 2009-03-10 | 2010-10-19 |
| Wolver Hill Asset Management Asia Limited | RO | Type 9 — Asset management | 2009-03-10 | 2010-10-19 |