Hon Lam Chung
鍾漢林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Lam Chung (鍾漢林), a licensed Responsible Officer with CE reference ANQ053. Currently licensed at 1 firm(s): LIS Investment Services Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
RO | Type 4 — Advising on securities | 2014-07-21 | present |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-07-07 | 2011-07-31 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
RO | Type 9 — Asset management | 2010-07-07 | 2011-07-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-19 | 2010-05-12 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2008-10-13 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-27 | 2008-02-21 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-27 | 2008-02-21 |