Lai Lai Leung
梁麗麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Lai Leung (梁麗麗), a licensed Responsible Officer with CE reference ACS301. Currently licensed at 1 firm(s): NBC Financial Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-05 | present |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-26 | 2013-10-28 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-26 | 2013-10-28 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-19 | 2013-04-26 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-25 | 2013-04-19 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-29 | 2013-02-15 |
| iTTa Capital Limited 意達資本有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-04 | 2013-02-15 |
| iTTa Capital Limited 意達資本有限公司 |
RO | Type 4 — Advising on securities | 2003-05-29 | 2013-02-15 |