NBC Financial Markets Asia Limited
加拿大國家金融市場亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NBC Financial Markets Asia Limited (加拿大國家金融市場亞洲有限公司), a Hong Kong-based licensed corporation with CE reference BCM800. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 3 — Leveraged foreign exchange trading. Current licensed staff on file: 12 (total recorded over time: 15). Earliest licence on file: 2014-08-05.
Registered address
Suit 1913-16, 19/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-08-05 | present |
| Type 3 — Leveraged foreign exchange trading | 2017-09-20 | present |
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lais D'Avila Ferreira Di Donato | RO 1, 3 Rep 1, 3 | 2024-03 | Present |
| Colin Ashley Embree | RO 1, 3 Rep 1, 3 | 2014-10 | Present |
| Philippe Gagnon | RO 1, 3 Rep 1, 3 | 2020-03 | Present |
| Martin Legault | RO 1, 3 | 2014-08 | 2018-06 |
| Lai Lai Leung 梁麗麗 | RO 1 | 2014-08 | Present |
| Tokunari Riku 陸德成 | RO 1, 3 Rep 1 | 2015-11 | 2023-10 |
| George Vincent Jack Holbrow-Wilshaw | Rep 1, 3 | 2023-10 | Present |
| Hu Hui 許滸 | Rep 1, 3 | 2022-04 | Present |
| Xuan Hai Au Le | Rep 1, 3 | 2018-09 | 2023-04 |
| Victor Lee 李泳豪 | Rep 1, 3 | 2014-10 | Present |
| Eoin Ciaran Mac Mathuna | Rep 1, 3 | 2023-04 | Present |
| Naoko Okushi 大櫛尚子 | Rep 1, 3 | 2024-06 | Present |
| Kevin Power | Rep 1, 3 | 2023-05 | Present |
| Takashi Sato 佐藤隆志 | Rep 1, 3 | 2018-08 | Present |
| Yiu Wong 黃瑤 | Rep 1, 3 | 2024-06 | Present |
Showing 1–15 of 15
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