Colin Ashley Embree
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Ashley Embree, a licensed Responsible Officer with CE reference BEH950. Currently licensed at 1 firm(s): NBC Financial Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-05-31 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-09 | present |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-11-07 | 2018-05-31 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2015-03-09 |