Tokunari Riku
陸德成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tokunari Riku (陸德成), a licensed former licensee with CE reference BGM932. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-12 | 2023-10-26 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2017-09-20 | 2023-10-26 |
| NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-17 | 2021-05-12 |