TCW Asia Limited

威信基金管理有限公司

CE No. ABM877 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TCW Asia Limited (威信基金管理有限公司), a Hong Kong-based licensed corporation with CE reference ABM877. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 21). Earliest licence on file: 2012-10-25.

More firms doing Dealing in securities →More firms doing Asset management →

Registered address

16/F, Hong Kong Club Building, 3A Chater Road, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2012-10-25	present
Type 9 — Asset management	2022-10-06	present
Type 4 — Advising on securities	present	2005-03-07
Type 6 — Advising on corporate finance	present	2005-03-07
Type 9 — Asset management	present	2005-03-07

Licensed staff (all-time) (21)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Hui Ying Bao 鮑慧穎	RO 1 Rep 1	2015-09	2019-07
Joseph Carieri	RO 1	2019-07	2021-03
Leslie Ka Chun Ching 程家駿	RO 1 Rep 1	2013-05	2015-09
Chiao Chiu 邱喬	RO 1 Rep 1	2013-10	2014-12
Stanislas Lucien Debreu	RO 1	2012-10	2019-05
Frank Gerard Maurice Drouet	RO 1	2012-10	2013-03
Liang Du 杜靚	RO 1 Rep 1	2021-05	2022-09
Manu George	RO 1, 9 Rep 1	2020-05	2023-10
Young Ju Hong	RO 1 Rep 1	2017-08	2021-02
Yi Ying Hsu 徐怡盈	RO 1	2012-10	2015-08
Lai Lai Leung 梁麗麗	RO 1 Rep 1	2013-03	2013-04
Clifford Siu Wing Mak 麥紹榮	RO 4, 6, 9 Rep 4, 9	Pre-2003	2005-01
Jae Wu Park	RO 1, 9	2021-11	Present
Junjie Watkins 趙俊杰	RO 1 Rep 1	2015-10	2019-06
Xuan (SFC:AIQ967) Zhang 張璇	RO 1, 9 Rep 1	2020-03	Present
Man Yuen Ip 葉文遠	Rep 1, 9	2023-05	Present
Viktoria Charlotte Jones 翟毅雋	Rep 1, 9	2022-07	2026-04
Yee Ki Li 李綺琪	Rep 1	2017-02	2022-10
Yifei Li 李逸霏	Rep 1	2020-03	2021-11
Julius Wang 王哲身	Rep 1	2013-12	2015-05
Shuqin Zhao 趙書琴	Rep 1	2017-02	2019-08