Chiao Chiu
邱喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiao Chiu (邱喬), a licensed former licensee with CE reference AQQ142. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-29 | 2014-12-19 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-03 | 2013-11-29 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-11 | 2011-11-10 |