Shuqin Zhao
趙書琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuqin Zhao (趙書琴), a licensed Representative with CE reference BIW564. Currently licensed at 1 firm(s): Pictet Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-07 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-09 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-25 | 2019-09-27 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-02 | 2019-08-30 |