Julius Wang

王哲身
CE No. AEB169 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julius Wang (王哲身), a licensed Responsible Officer with CE reference AEB169. Currently licensed at 1 firm(s): Ivory Capital Private Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
Ivory Capital Private Limited
RO Type 1 — Dealing in securities 2025-11-12 present
Ivory Capital Private Limited
RO Type 9 — Asset management 2024-11-18 present
Ivory Capital Private Limited
RO Type 4 — Advising on securities 2024-05-14 present
Ivory Capital Private Limited
Rep Type 4 — Advising on securities 2024-02-14 2024-05-14
Cinda International Asset Management Limited
信達國際資產管理有限公司
Rep Type 4 — Advising on securities 2022-10-13 2024-01-13
Cinda International Asset Management Limited
信達國際資產管理有限公司
Rep Type 9 — Asset management 2022-10-13 2024-01-13
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
RO Type 1 — Dealing in securities 2019-08-05 2022-04-05
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
RO Type 4 — Advising on securities 2019-08-05 2022-04-05
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
RO Type 9 — Asset management 2019-08-05 2022-04-05
Bravia Capital Advisors (HK) Limited
RO Type 1 — Dealing in securities 2016-10-12 2017-10-31
Bravia Capital Advisors (HK) Limited
RO Type 4 — Advising on securities 2016-10-12 2017-10-31
TCW Asia Limited
威信基金管理有限公司
Rep Type 1 — Dealing in securities 2013-12-06 2015-05-31
Samena Capital Hong Kong Limited
新盟資本香港有限公司
RO Type 4 — Advising on securities 2009-09-01 2013-08-16
Samena Capital Hong Kong Limited
新盟資本香港有限公司
RO Type 9 — Asset management 2009-09-01 2013-08-16
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 4 — Advising on securities 2006-06-28 2009-08-31
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 9 — Asset management 2006-06-28 2009-08-31
Ritchie Capital Management (Hong Kong) Limited RO Type 4 — Advising on securities 2005-07-19 2006-05-01
Ritchie Capital Management (Hong Kong) Limited RO Type 9 — Asset management 2005-07-19 2006-05-01
SAIL Advisors Limited RO Type 4 — Advising on securities 2004-12-06 2005-03-08
SAIL Advisors Limited RO Type 9 — Asset management 2004-05-17 2005-03-08

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