Hui Ying Bao
鮑慧穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Ying Bao (鮑慧穎), a licensed Responsible Officer with CE reference AQH585. Currently licensed at 1 firm(s): Pictet Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-11 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-09-11 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-09 | 2019-09-11 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-22 | 2019-09-11 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-07 | 2019-07-12 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-15 | 2015-10-07 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2011-11-11 | 2015-06-13 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2011-11-11 | 2015-06-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2011-10-17 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-24 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-01-17 | 2011-10-17 |