Junjie Watkins
趙俊杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junjie Watkins (趙俊杰), a licensed Responsible Officer with CE reference AQS396. Currently licensed at 1 firm(s): Pictet Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-18 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-18 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2019-07-18 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2019-07-18 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-13 | 2019-06-18 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2015-11-13 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-03-27 | 2015-09-06 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-03-27 | 2015-09-06 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-03-27 | 2015-09-06 |