Clifford Siu Wing Mak
麥紹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford Siu Wing Mak (麥紹榮), a licensed former licensee with CE reference ABV140. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-13 | 2011-12-31 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2010-01-01 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-03 | 2010-01-01 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-03 | 2005-01-03 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-01-03 | 2010-01-01 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 9 — Asset management | 2005-01-03 | 2005-01-03 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-03 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-03 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 9 — Asset management | present | 2005-01-03 |