Kwok Ki So
蘇國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ki So (蘇國基), a licensed former licensee with CE reference AOB145. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-25 | 2015-12-31 |
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-04 | 2015-12-31 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2012-11-30 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-04 | 2012-11-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-12 | 2009-06-22 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2008-08-01 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2008-08-01 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-23 | 2007-12-13 |