Hui-Chu Tien
田惠筑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui-Chu Tien (田惠筑), a licensed former licensee with CE reference AOV397. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-05 | 2013-10-21 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-01-05 | 2013-10-21 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2010-01-05 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-30 | 2010-01-05 |