Yi-Ju Hsu
徐怡如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Ju Hsu (徐怡如), a licensed former licensee with CE reference APK835. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2010-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-25 | 2009-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-25 | 2009-10-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-12-19 | 2009-02-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-15 | 2009-02-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-15 | 2009-02-15 |