Tze Man Li
李芷敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Man Li (李芷敏), a licensed former licensee with CE reference AIH473. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-18 | 2008-10-11 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-30 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-06-30 |