King Yuet Chan
陳琼月
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yuet Chan (陳琼月), a licensed former licensee with CE reference AHF243. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2020-11-06 | 2021-08-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-11-06 | 2021-08-09 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-11-06 | 2021-08-09 |
| Sinostar Securities Limited 華星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-09 | 2020-04-30 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-09 | 2020-04-30 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-09 | 2020-04-30 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-20 | 2018-03-14 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-20 | 2018-03-14 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-20 | 2018-03-14 |
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-21 | 2017-12-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2012-06-14 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-02 | 2012-06-14 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-02 | 2012-06-14 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-01 | 2007-10-15 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 — Asset management | 2003-07-14 | 2006-09-01 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-09 | 2006-09-01 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |